OpenworldAUC: Towards Unified Evaluation and Optimization for Open-world Prompt Tuning

Prompt tuning adapts Vision-Language Models like CLIP to open-world tasks with minimal training costs. In this direction, one typical paradigm evaluates model performance separately on known classes (i.e., base domain) and unseen classes (i.e., new domain). However, real-world scenarios require models to handle inputs without prior domain knowledge. This practical challenge has spurred the development of open-world prompt tuning, which demands a unified evaluation of two stages: 1) detecting whether an input belongs to the base or new domain (P1), and 2) classifying the sample into its correct class (P2). What's more, as domain distributions are generally unknown, a proper metric should be insensitive to varying base/new sample ratios (P3). However, we find that current metrics, including HM, overall accuracy, and AUROC, fail to satisfy these three properties simultaneously. To bridge this gap, we propose OpenworldAUC, a unified metric that jointly assesses detection and classification through pairwise instance comparisons. To optimize OpenworldAUC effectively, we introduce Gated Mixture-of-Prompts (GMoP), which employs domain-specific prompts and a gating mechanism to dynamically balance detection and classification. Theoretical guarantees ensure generalization of GMoP under practical conditions. Experiments on 15 benchmarks in open-world scenarios show GMoP achieves SOTA performance on OpenworldAUC and other metrics. We release the code at https://github.com/huacong/OpenworldAUC

ABKD: Pursuing a Proper Allocation of the Probability Mass in Knowledge Distillation via $α$-$β$-Divergence

Knowledge Distillation (KD) transfers knowledge from a large teacher model to a smaller student model by minimizing the divergence between their output distributions, typically using forward Kullback-Leibler divergence (FKLD) or reverse KLD (RKLD). It has become an effective training paradigm due to the broader supervision information provided by the teacher distribution compared to one-hot labels. We identify that the core challenge in KD lies in balancing two mode-concentration effects: the \textbf{\textit{Hardness-Concentration}} effect, which refers to focusing on modes with large errors, and the \textbf{\textit{Confidence-Concentration}} effect, which refers to focusing on modes with high student confidence. Through an analysis of how probabilities are reassigned during gradient updates, we observe that these two effects are entangled in FKLD and RKLD, but in extreme forms. Specifically, both are too weak in FKLD, causing the student to fail to concentrate on the target class. In contrast, both are too strong in RKLD, causing the student to overly emphasize the target class while ignoring the broader distributional information from the teacher. To address this imbalance, we propose ABKD, a generic framework with $\alpha$-$\beta$-divergence. Our theoretical results show that ABKD offers a smooth interpolation between FKLD and RKLD, achieving an effective trade-off between these effects. Extensive experiments on 17 language/vision datasets with 12 teacher-student settings confirm its efficacy. The code is available at https://github.com/ghwang-s/abkd.

Focal-SAM: Focal Sharpness-Aware Minimization for Long-Tailed Classification

Real-world datasets often follow a long-tailed distribution, making generalization to tail classes difficult. Recent methods resorted to long-tail variants of Sharpness-Aware Minimization (SAM), such as ImbSAM and CC-SAM, to improve generalization by flattening the loss landscape. However, these attempts face a trade-off between computational efficiency and control over the loss landscape. On the one hand, ImbSAM is efficient but offers only coarse control as it excludes head classes from the SAM process. On the other hand, CC-SAM provides fine-grained control through class-dependent perturbations but at the cost of efficiency due to multiple backpropagations. Seeing this dilemma, we introduce Focal-SAM, which assigns different penalties to class-wise sharpness, achieving fine-grained control without extra backpropagations, thus maintaining efficiency. Furthermore, we theoretically analyze Focal-SAM's generalization ability and derive a sharper generalization bound. Extensive experiments on both traditional and foundation models validate the effectiveness of Focal-SAM.

SSE-SAM: Balancing Head and Tail Classes Gradually through Stage-Wise SAM

Real-world datasets often exhibit a long-tailed distribution, where vast majority of classes known as tail classes have only few samples. Traditional methods tend to overfit on these tail classes. Recently, a new approach called Imbalanced SAM (ImbSAM) is proposed to leverage the generalization benefits of Sharpness-Aware Minimization (SAM) for long-tailed distributions. The main strategy is to merely enhance the smoothness of the loss function for tail classes. However, we argue that improving generalization in long-tail scenarios requires a careful balance between head and tail classes. We show that neither SAM nor ImbSAM alone can fully achieve this balance. For SAM, we prove that although it enhances the model's generalization ability by escaping saddle point in the overall loss landscape, it does not effectively address this for tail-class losses. Conversely, while ImbSAM is more effective at avoiding saddle points in tail classes, the head classes are trained insufficiently, resulting in significant performance drops. Based on these insights, we propose Stage-wise Saddle Escaping SAM (SSE-SAM), which uses complementary strengths of ImbSAM and SAM in a phased approach. Initially, SSE-SAM follows the majority sample to avoid saddle points of the head-class loss. During the later phase, it focuses on tail-classes to help them escape saddle points. Our experiments confirm that SSE-SAM has better ability in escaping saddles both on head and tail classes, and shows performance improvements.

Bidirectional Logits Tree: Pursuing Granularity Reconcilement in Fine-Grained Classification

This paper addresses the challenge of Granularity Competition in fine-grained classification tasks, which arises due to the semantic gap between multi-granularity labels. Existing approaches typically develop independent hierarchy-aware models based on shared features extracted from a common base encoder. However, because coarse-grained levels are inherently easier to learn than finer ones, the base encoder tends to prioritize coarse feature abstractions, which impedes the learning of fine-grained features. To overcome this challenge, we propose a novel framework called the Bidirectional Logits Tree (BiLT) for Granularity Reconcilement. The key idea is to develop classifiers sequentially from the finest to the coarsest granularities, rather than parallelly constructing a set of classifiers based on the same input features. In this setup, the outputs of finer-grained classifiers serve as inputs for coarser-grained ones, facilitating the flow of hierarchical semantic information across different granularities. On top of this, we further introduce an Adaptive Intra-Granularity Difference Learning (AIGDL) approach to uncover subtle semantic differences between classes within the same granularity. Extensive experiments demonstrate the effectiveness of our proposed method.

EDGE: Unknown-aware Multi-label Learning by Energy Distribution Gap Expansion

Multi-label Out-Of-Distribution (OOD) detection aims to discriminate the OOD samples from the multi-label In-Distribution (ID) ones. Compared with its multiclass counterpart, it is crucial to model the joint information among classes. To this end, JointEnergy, which is a representative multi-label OOD inference criterion, summarizes the logits of all the classes. However, we find that JointEnergy can produce an imbalance problem in OOD detection, especially when the model lacks enough discrimination ability. Specifically, we find that the samples only related to minority classes tend to be classified as OOD samples due to the ambiguous energy decision boundary. Besides, imbalanced multi-label learning methods, originally designed for ID ones, would not be suitable for OOD detection scenarios, even producing a serious negative transfer effect. In this paper, we resort to auxiliary outlier exposure (OE) and propose an unknown-aware multi-label learning framework to reshape the uncertainty energy space layout. In this framework, the energy score is separately optimized for tail ID samples and unknown samples, and the energy distribution gap between them is expanded, such that the tail ID samples can have a significantly larger energy score than the OOD ones. What's more, a simple yet effective measure is designed to select more informative OE datasets. Finally, comprehensive experimental results on multiple multi-label and OOD datasets reveal the effectiveness of the proposed method.

Suppress Content Shift: Better Diffusion Features via Off-the-Shelf Generation Techniques

Diffusion models are powerful generative models, and this capability can also be applied to discrimination. The inner activations of a pre-trained diffusion model can serve as features for discriminative tasks, namely, diffusion feature. We discover that diffusion feature has been hindered by a hidden yet universal phenomenon that we call content shift. To be specific, there are content differences between features and the input image, such as the exact shape of a certain object. We locate the cause of content shift as one inherent characteristic of diffusion models, which suggests the broad existence of this phenomenon in diffusion feature. Further empirical study also indicates that its negative impact is not negligible even when content shift is not visually perceivable. Hence, we propose to suppress content shift to enhance the overall quality of diffusion features. Specifically, content shift is related to the information drift during the process of recovering an image from the noisy input, pointing out the possibility of turning off-the-shelf generation techniques into tools for content shift suppression. We further propose a practical guideline named GATE to efficiently evaluate the potential benefit of a technique and provide an implementation of our methodology. Despite the simplicity, the proposed approach has achieved superior results on various tasks and datasets, validating its potential as a generic booster for diffusion features. Our code is available at https://github.com/Darkbblue/diffusion-content-shift.

AUCSeg: AUC-oriented Pixel-level Long-tail Semantic Segmentation

The Area Under the ROC Curve (AUC) is a well-known metric for evaluating instance-level long-tail learning problems. In the past two decades, many AUC optimization methods have been proposed to improve model performance under long-tail distributions. In this paper, we explore AUC optimization methods in the context of pixel-level long-tail semantic segmentation, a much more complicated scenario. This task introduces two major challenges for AUC optimization techniques. On one hand, AUC optimization in a pixel-level task involves complex coupling across loss terms, with structured inner-image and pairwise inter-image dependencies, complicating theoretical analysis. On the other hand, we find that mini-batch estimation of AUC loss in this case requires a larger batch size, resulting in an unaffordable space complexity. To address these issues, we develop a pixel-level AUC loss function and conduct a dependency-graph-based theoretical analysis of the algorithm's generalization ability. Additionally, we design a Tail-Classes Memory Bank (T-Memory Bank) to manage the significant memory demand. Finally, comprehensive experiments across various benchmarks confirm the effectiveness of our proposed AUCSeg method. The code is available at https://github.com/boyuh/AUCSeg.

Improved Diversity-Promoting Collaborative Metric Learning for Recommendation

Collaborative Metric Learning (CML) has recently emerged as a popular method in recommendation systems (RS), closing the gap between metric learning and collaborative filtering. Following the convention of RS, existing practices exploit unique user representation in their model design. This paper focuses on a challenging scenario where a user has multiple categories of interests. Under this setting, the unique user representation might induce preference bias, especially when the item category distribution is imbalanced. To address this issue, we propose a novel method called \textit{Diversity-Promoting Collaborative Metric Learning} (DPCML), with the hope of considering the commonly ignored minority interest of the user. The key idea behind DPCML is to introduce a set of multiple representations for each user in the system where users' preference toward an item is aggregated by taking the minimum item-user distance among their embedding set. Specifically, we instantiate two effective assignment strategies to explore a proper quantity of vectors for each user. Meanwhile, a \textit{Diversity Control Regularization Scheme} (DCRS) is developed to accommodate the multi-vector representation strategy better. Theoretically, we show that DPCML could induce a smaller generalization error than traditional CML. Furthermore, we notice that CML-based approaches usually require \textit{negative sampling} to reduce the heavy computational burden caused by the pairwise objective therein. In this paper, we reveal the fundamental limitation of the widely adopted hard-aware sampling from the One-Way Partial AUC (OPAUC) perspective and then develop an effective sampling alternative for the CML-based paradigm. Finally, comprehensive experiments over a range of benchmark datasets speak to the efficacy of DPCML. Code are available at \url{https://github.com/statusrank/LibCML}.

Top-K Pairwise Ranking: Bridging the Gap Among Ranking-Based Measures for Multi-Label Classification

Multi-label ranking, which returns multiple top-ranked labels for each instance, has a wide range of applications for visual tasks. Due to its complicated setting, prior arts have proposed various measures to evaluate model performances. However, both theoretical analysis and empirical observations show that a model might perform inconsistently on different measures. To bridge this gap, this paper proposes a novel measure named Top-K Pairwise Ranking (TKPR), and a series of analyses show that TKPR is compatible with existing ranking-based measures. In light of this, we further establish an empirical surrogate risk minimization framework for TKPR. On one hand, the proposed framework enjoys convex surrogate losses with the theoretical support of Fisher consistency. On the other hand, we establish a sharp generalization bound for the proposed framework based on a novel technique named data-dependent contraction. Finally, empirical results on benchmark datasets validate the effectiveness of the proposed framework.